Compliance Advisory and Consulting
Capital Markets Compliance
We provide comprehensive consulting services in Capital Markets Compliance, including risk assessments, policy updates, monitoring, and reporting. We ensure regulatory requirements are met.
Anti Money Laundering
In addition to core services, we offer project management, audit support, and process optimization in Compliance and AML. Our goal is to deliver sustainable, efficient solutions tailored to your needs.
Project Management
Our anti-money laundering services include risk analysis, AML system optimization, and support with suspicious activity reporting. We ensure your processes comply with legal standards.
With Expertise Towards Success
- WpHG (Securities Trading Act)
- KWG (German Banking Act)
- MiFID II (Markets in Financial Instruments Directive II)
- MaComp (Minimum Requirements for the Compliance Function and Additional Conduct, Organization, and Transparency Obligations for Securities Services Enterprises)
- MaDepot (Minimum Requirements for the Business Organization of Securities Services Enterprises)
- MaRisk (Minimum Requirements for Risk Management)
- DepotG (Depot Law)
- KAGB (Capital Investment Code)
- GwG (Money Laundering Act)
- Interpretation and Application Standards
- DORA (Digital Operational Resilience Act)
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Location
- Frankfurt
- Germany
- Europe
- Remote
